Assistant Vice President of Compliance

The Assistant Vice President of Compliance will provide legal and regulatory guidance by analyzing laws and regulations to determine resulting compliance activities needed while maintaining the best possible competitive position within the market and, at the same time, doing so in a legally and regulatory defensible manner. Reviews, monitors, and helps influence regulatory and legislative matters which are important to the Company. Helps coordinate and lead internal compliance activities as necessary and works with State Insurance Departments to resolve pending regulatory matters as appropriate.

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Company Overview



Industry :
Life Insurance and Annuity
Location :
Omaha, NE
Company size :
500-1,000 Employees
Website :

Based in Omaha, NE, our client has a long-standing history of providing insurance products and financial services to individuals and families across the United States. They primarily focus on health, life, and retirement insurance solutions. Throughout its existence, the company has built a strong reputation for its customer-centric approach, financial stability, and commitment to serving its policyholders. They aim to provide affordable and reliable insurance options, offering peace of mind and security to their customers during various stages of their lives. With a broad range of insurance products and investment opportunities, the company tailors its offerings to meet the diverse needs of its policyholders. The company’s dedication to delivering exceptional customer service and timely claims processing has contributed to its continued success in the insurance industry. They are rated in the top 1% of insurance companies. 

Position



Responsibilities
  • The Assistant Vice President of Compliance will provide legal and regulatory guidance by analyzing laws and regulations to determine resulting compliance activities needed while maintaining the best possible competitive position within the market and, at the same time, doing so in a legally and regulatory defensible manner.
  • Reviews, monitors, and helps influence regulatory and legislative matters essential to the Company.
  • Helps coordinate and lead internal compliance activities as necessary and works with State Insurance Departments to resolve pending regulatory matters as appropriate.
  • Empowering them with the specialized guidance they need to make confident decisions about their insurance.

 

 

Qualifications
  • Bachelor’s degree required.
  • 15 years of insurance experience and extensive knowledge of insurance contracts and regulatory compliance.
  • Demonstrate experience with analyzing and interpreting insurance contracts and insurance laws and regulations.
  • General knowledge of company standards and processes regarding claims, underwriting, billing, and rates.
  • Demonstrate an understanding of industry and company standards regarding distribution channels, including agency, brokerage, direct mail, internet, and telesales.
  • Demonstrated ability to work in a collaborative environment.
  • Excellent written and verbal communication skills – the ability to communicate complex matters to various audiences.
  • Excellent critical thinking skills are needed to make quick decisions about compliance issues in the best interest of the Company.

 

Contacts

Shawn Davis

Managing Partner & Executive Recruiter

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Matilde Mendes Pinto

Marketing Manager

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Interested? Get In Touch.

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Shawn Davis

Managing Partner & Executive Recruiter

View Profile Get In Touch

Matilde Mendes Pinto

Marketing Manager

View Profile Get In Touch